DID CHRISTOPHER KINGSLEY LAROCHELLE CAUSE YOU INVESTMENT LOSSES?
Christopher Kingsley Larochelle Of DFPG Investments, LLC And Formally with First Allied Securities, Inc. Has Had Customer Complaints for Alleged Broker Misconduct in The Past Year
Who is Christopher K. Larochelle with DFPG Investments, LLC?
Christopher Larochelle (CRD #4883462) who is currently registered with DFPG Investments, LLC and located in Round Rock, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Prior to DFPG Investments, LLC, Christopher Larochelle was associated with First Allied Securities, Inc. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
DFPG Investments, LLC Broker Misconduct
Christopher Larochelle has been identified as the subject of a customer complaint made in the last year to recover investment losses. The client alleged mishandling of his account and misrepresentation of a REIT investment. The complaint was recently denied and the customer has not yet filed an arbitration claim for that alleged misconduct.
Christopher Larochelle Red Flags & Your Rights as An Investor
Of course, Christopher Larochelle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Larochelle on alert to review carefully the activity and performance of their accounts and question whether Christopher Larochelle has engaged in any stockbroker misconduct that may have caused them investment losses.
There have been a large number of customer complaints at DFPG Investments, LLC and First Allied Securities, Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses at DFPG Investments, LLC
If you have questions about DFPG Investments, LLC, First Allied Securities, Inc., and/or Christopher Larochelleand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.