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As an investor, you trust that you’ve put your money in good hands. This is why it’s critical to learn everything there is to know about the person managing your funds. This data may assist you in determining whether or not to work with a particular broker.

We may be able to assist you in addressing any concerns or problems you have if you believe Christopher Eriksson has caused you financial harm.


Christopher Eriksson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct

Who is Christopher Eriksson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated?

Christopher Eriksson (CRD #2487298) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Christopher Eriksson Customer Complaints

Christopher Eriksson has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Eriksson’s 6 customer complaints resulted in an Award in favor of investor. Two of Christopher Eriksson’s customer complaints were settled in favor of investors. One of Christopher Eriksson’s customer complaints was denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Christopher Eriksson’s former employers Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated for investment losses caused by the alleged misconduct.

Allegations Against Christopher Eriksson

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Breach of fiduciary duty, misrepresentation, omission of material facts, unsuitable investment recommendations, unauthorized trading, and manipulation related to common stocks resulting in an arbitration award in favor of the customer.
  • Unsuitable investment recommendations and excessive trading of equities.
  • Failure to disclose nature mechanics and risk of trading on margin in addition to unsuitable and unauthorized investment transactions.

Christopher Eriksson Red Flags & Your Rights As An Investor

Of course, Christopher Eriksson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Eriksson at Merrill Lynch, Pierce, Fenner & Smith Incorporated  on alert to review carefully the activity and performance of their accounts and question whether Christopher Eriksson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Christopher Eriksson

If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Christopher Eriksson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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