DID CHARLES TURNER CAUSE YOU INVESTMENT LOSSES?
Charles Turner Of LPL Financial LLC And Formerly With Wells Fargo Clearing Services Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Charles Turner of LPL Financial LLC?
Charles Turner (CRD #4152030) who is currently registered with LPL Financial LLC and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Charles Turner was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Charles Turner Customer Complaints
Charles Turner has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. Both of Charles Turner’s customer complaints were settled in favor of investors.
Allegations Against Charles Turner
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Claimant alleged that while he was a customer at Wells Fargo, Charles Turner recommended he invest in a closed-end mutual fund which was unsuitable. The Claimant alleged the investment was misrepresented to him, and that he suffered damages. Notably, Claimant did not become an LPL customer until several months after he invested in the mutual fund, when his financial professional transferred his registration. Respondent denies all liability.
- Attorney for client alleged Charles Turner’s omissions as well as an unsuitable and over-concentrated investment, which resulted in losses.
Charles Turner Red Flags & Your Rights As An Investor
Of course, Charles Turner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Turner at LPL Financial LLC and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Charles Turner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Charles Turner
If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, and/or Charles Turner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.