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Charles Lee Of Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Charles Lee of Ameriprise Financial Services?

Charles Lee (CRD #3245991) who is currently registered with Ameriprise Financial Services and located in Richardson, Texas is a subject of one of our many securities industry sales practice abuse investigations.

Charles Lee Customer Complaint

Charles Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor misrepresented the terms of a variable annuity. Charles Lee’s customer complaint was denied and, to date, the customer has not taken any further action.

Charles Lee Red Flags & Your Rights As An Investor

Of course, Charles Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Lee at Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Charles Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Charles Lee

If you have questions about Ameriprise Financial Services and/or Charles Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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