DID CHARLES JOSEPH LAROCCA CAUSE YOU INVESTMENT LOSSES?
Charles Larocca Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Charles Larocca of LPL Financial?
Charles Larocca (CRD #1519529) who is currently registered with LPL Financial and located in Brooklyn, New York is a subject of one of our many securities industry sales practice abuse investigations.
Charles Larocca Customer Complaint
Charles Larocca has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were a loss in funds due to an unsuitable annuity investment recommendation by the financial advisor. Charles Larocca’s customer complaint was denied and, to date, the customer has not taken any further action.
Charles Larocca Red Flags & Your Rights As An Investor
Of course, Charles Larocca did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Larocca at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Charles Larocca has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial Due To Charles Larocca
If you have questions about LPL Financial and/or Charles Larocca and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.