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It’s critical for everyone to understand as much as possible about the individuals with whom we entrust our money. There are several places where you may learn more about a person’s background, including his or her past employment history, regulatory legal difficulties, and consumer complaints.

This essential information might result in concerns about Charles Dowds and your investment losses. We’ll do everything we can to answer any questions you have.


Charles Dowds Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Charles Dowds of MML Investors Services, LLC?

Charles Dowds (CRD #2073605) who is currently registered with MML Investors Services, LLC and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Charles Dowds was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Charles Dowds Customer Complaints

Charles Dowds has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Two of Charles Dowds’ customer complaints were denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Charles Dowds’ former employer New England Securities for investment losses caused by the alleged misconduct.

Allegations Against Charles Dowds

A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:

  • Misrepresentations related to variable life insurance policy.
  • Unsuitable recommendations of variable universal survivorship life insurance policy along with investments and subaccounts.

Charles Dowds Red Flags & Your Rights As An Investor

Of course, Charles Dowds did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Dowds at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Dowds has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Charles Dowds

If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Charles Dowds and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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