DID CHARLES RAY DIXON CAUSE YOU INVESTMENT LOSSES?
Charles Dixon Of Sagepoint Financial, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
As a client, you are putting your money in the hands of a broker that you can rely on. This is why it’s critical to know all there is to know about the individual handling your assets. This information might assist you in determining whether or not to deal with a particular broker.
If you believe Charles Dixon has caused you financial harm, we may be able to help you in resolving any issues or concerns you have.
Who is Charles Dixon of Sagepoint Financial, Inc.?
Charles Dixon (CRD #2707442) is a previously registered broker who is currently registered with Sagepoint Financial, Inc. and located in The Woodland, Texas is a subject of one of our many securities industry sales practice abuse investigations.
Investment Losses? Let’s talk.or, give us a ring at (800) 732-2889.
Charles Dixon Customer Complaints
Charles Dixon has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Two of Charles Dixon’s customer complaints were denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Charles Dixon’s current employer Sagepoint Financial, Inc. for investment losses caused by the alleged misconduct.
Allegations Against Charles Dixon
A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows:
- Failure to disclose risks related to triggering of penalties.
- Unsuitable stock purchases in fee-based advisory account.
- Breach of fiduciary duty and negligence with regard to sale of alternative investments involving REITs and business development companies.
Charles Dixon Red Flags & Your Rights As An Investor
Of course, Charles Dixon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Dixon at Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Dixon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses
Did You Lose Money Because of Broker Misconduct?
If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses.
Need Legal Help? Let’s talk.or, give us a ring at 561-338-0037.
File A Claim To Recover Your Investment Losses At Sagepoint Financial, Inc. Due To Charles Dixon
If you have questions about Sagepoint Financial, Inc. and/or Charles Dixon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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