DID CHANG LEE CAUSE YOU INVESTMENT LOSSES?
Chang Lee Of The Investment Center, IC Advisory Services And Formerly With MML Investors Services and Raymond James Financial Services Advisors Has A Customer Complaint For Alleged Broker Misconduct
Who is Chang Lee of The Investment Center?
Chang Lee (CRD #2672951) who is currently registered with The Investment Center, IC Advisory Services and located in Montville, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Investment Center and IC Advisory Services, Chang Lee was associated with MML Investors Services, Raymond James Financial Services Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Chang Lee Customer Complaint
Chang Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor purchased a variable annuity from Prudential. The customer complaint filed against Chang Lee’s former employer HSBC Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.
Chang Lee Red Flags & Your Rights As An Investor
Of course, Chang Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chang Lee at The Investment Center, IC Advisory Services, MML Investors Services, and Raymond James Financial Services Advisors on alert to review carefully the activity and performance of their accounts and question whether Chang Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Investment Center, IC Advisory Services, MML Investors Services, and Raymond James Financial Services Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At The Investment Center Due To Chang Lee
If you have questions about The Investment Center, IC Advisory Services, MML Investors Services, Raymond James Financial Services Advisors, and/or Chang Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.