| Read Time: 2 minutes |

DID CHAD T. MACKLAND CAUSE YOU INVESTMENT LOSSES?

Chad Mackland Formerly With Lion Street Financial, MML Investors Services And Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct

Who is Chad Mackland formerly with Lion Street Financial?

Chad Mackland (CRD #4933804) who was formerly registered with Lion Street Financial and located in Council Bluff, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, Chad Mackland was associated with MML Investors Services, Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Chad Mackland Customer Complaint

Chad Mackland has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Chad Mackland churned the customer’s accounts, recommended unsuitable transactions, made fraudulent, false, and misleading representations, communications, and transactions and breached his fiduciary duties. The customer complaint filed against Chad Mackland’s former employer Northwestern Mutual Investment Services for investment losses caused by the alleged misconduct is pending as of the date of this report.

Chad Mackland Red Flags & Your Rights As An Investor

Of course, Chad Mackland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chad Mackland at Lion Street Financial, MML Investors Services, and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Chad Mackland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Lion Street Financial, MML Investors Services, and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Lion Street Financial Due To Chad Mackland

If you have questions about Lion Street Financial, MML Investors Services, Northwestern Mutual Investment Services, and/or Chad Mackland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $125 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...