DID CECILIA SWAIN CAUSE YOU INVESTMENT LOSSES?
Cecilia Swain Of J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Cecilia Swain of J.P. Morgan Securities?
Cecilia Swain (CRD #2344929) who is currently registered with J.P. Morgan Securities and located in Walnut Creek, California is a subject of one of our many securities industry sales practice abuse investigations.
Cecilia Swain Customer Complaint
Cecilia Swain has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged suitability regarding managed account investment. Activity dates 02/10/2020-02/10/2020. Cecilia Swain’s customer complaint was denied and, to date, the customer has not taken any further action.
Cecilia Swain Red Flags & Your Rights As An Investor
Of course, Cecilia Swain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cecilia Swain at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Cecilia Swain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Cecilia Swain
If you have questions about J.P. Morgan Securities and/or Cecilia Swain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.