DID CAROL GERARD POULIN CAUSE YOU INVESTMENT LOSSES?
Carol Poulin Of Ameriprise Financial Services, LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Carol Poulin of Ameriprise Financial Services, LLC?
Carol Poulin (CRD #4069241) who is currently registered with Ameriprise Financial Services, LLC and located in Portland, Maine is a subject of one of our many securities industry sales practice abuse investigations.
Carol Poulin Customer Complaint
Carol Poulin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were negligent recommendation of bond mutual fund. Carol Poulin’s customer complaint was denied and, to date, the customer has not taken any further action.
Carol Poulin Red Flags & Your Rights As An Investor
Of course, Carol Poulin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carol Poulin at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Carol Poulin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Carol Poulin
If you have questions about Ameriprise Financial Services, LLC and/or Carol Poulin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.