DID CARLOS JAVIER LEGASPY CAUSE YOU INVESTMENT LOSSES?
Carlos Javier Legaspy with Insight Securities, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct
Who is Carlos J. Legaspy with Precise Investment Management, Inc. and Insight Securities, Inc.?
Carlos Legaspy (CRD #2148751) who is currently registered with Insight Securities, Inc. and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Precise Investment Management, Inc. and Insight Securities, Inc., Carlos Legaspy was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Precise Investment Management, Inc. and Insight Securities, Inc. Broker Misconduct
In his career, Carlos Legaspy has been the subject of 4 customer complaints that we know about to recover investment losses. All four pending customer complaints filed against Carlos Legaspy’s current employers Precise Investment Management, Inc. and Insight Securities, Inc. for investment losses caused by his alleged misconduct.
Allegations Against Carlos Legaspy
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Client alleged that Insight and financial advisor participated in selling clients with the securities, along with a third-party advisor that turned out to be worthless.
- Client alleged that a third-party advisor provided with signed letters of authorization, there were fraudulent and that Insight Securities, Carlos Legaspy and Pershing, LLC were negligent in missing the red flags of this transfer.
Carlos Legaspy Red Flags & Your Rights As An Investor
Of course, Carlos Legaspy did not admit to any of the allegations. He claims he was only sued because he was a control person. Notwithstanding, a control person or supervisor may have the same liability as a representative who sold the product. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Insight Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Carlos Legaspy has engaged in, or failed to supervise, to prevent any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Insight Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Insight Securities, Inc.
If you have questions about Precise Investment Management, Inc. and Insight Securities, Inc. and/or Carlos Legaspy and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.