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Bryan Rigg Of Cantella & Co., Inc. And Formerly With Broker Dealer Financial Services Corp. Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Bryan Rigg of Cantella & Co., Inc.?

Bryan Rigg (CRD #5117040) who is currently registered with Cantella & Co., Inc. and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cantella & Co., Inc., Bryan Rigg was associated with Broker Dealer Financial Services Corp. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Bryan Rigg Customer Complaints

Bryan Rigg has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Bryan Rigg’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Bryan Rigg

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Mismanagement of client’s accounts holding exchange traded funds.
  • Failure to manage account is directed.

Bryan Rigg Red Flags & Your Rights As An Investor

Of course, Bryan Rigg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Rigg at Cantella & Co., Inc. and Broker Dealer Financial Services Corp. on alert to review carefully the activity and performance of their accounts and question whether Bryan Rigg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cantella & Co., Inc. and Broker Dealer Financial Services Corp. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cantella & Co., Inc. Due To Bryan Rigg

If you have questions about Cantella & Co., Inc., Broker Dealer Financial Services Corp., and/or Bryan Rigg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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