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Brian Singleton Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Brian Singleton of LPL Financial LLC?

Brian Singleton (CRD #4838440) who is currently registered with LPL Financial LLC and located in Pocatello, Idaho is a subject of one of our many securities industry sales practice abuse investigations.

Brian Singleton Customer Complaints

Brian Singleton has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Brian Singleton’s 4 customer complaints was settled in favor of investor. Two of Brian Singleton’s customer complaints were denied and, to date, the customers have not taken any further action.  There is currently 1 pending customer complaint filed against Brian Singleton’s current employer LPL Financial LLC for investment losses caused by the alleged misconduct.

Allegations Against Brian Singleton  

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentation of features of a variable annuity.
  • Misrepresentation of the risk of a structured note related to oil and gas index.
  • Unsuitable investment recommendations of structured note.

Brian Singleton Red Flags & Your Rights As An Investor

Of course, Brian Singleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Singleton at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Singleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brian Singleton

If you have questions about LPL Financial LLC and/or Brian Singleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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