| Read Time: 2 minutes |

DID BRIAN JOSEPH LOMBARDI CAUSE YOU INVESTMENT LOSSES?

Brian Lombardi Of I-Bankers Direct And Formerly With Aegis Capital Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Brian Lombardi of I-Bankers Direct?

Brian Lombardi (CRD #4227216) who is currently registered with I-Bankers Direct and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to I-Bankers Direct, Brian Lombardi was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Brian Lombardi Customer Complaints

Brian Lombardi has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Brian Lombardi’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Brian Lombardi’s alleged misconduct.

Allegations Against Brian Lombardi

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged churning and unsuitable investment recommendations by Brian Lombardi.
  • Claimant alleged Brian Lombardi’s excessive & unsuitable trading, false and misleading statements.

Brian Lombardi Red Flags & Your Rights As An Investor

Of course, Brian Lombardi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Lombardi at I-Bankers Direct and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Brian Lombardi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at I-Bankers Direct and Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At I-Bankers Direct Due To Brian Lombardi

If you have questions about I-Bankers Direct, Aegis Capital, and/or Brian Lombardi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...