DID BRIAN F. HENNING CAUSE YOU INVESTMENT LOSSES?
Brian Henning Of Key Investment Services And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct
Who is Brian Henning of Key Investment Services?
Brian Henning (CRD #4598876) who is currently registered with Key Investment Services and located in Massena, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Key Investment Services, Brian Henning was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brian Henning Customer Complaint
Brian Henning has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged Brian Henning misrepresented two Transamerica B-Share NY variable annuity contracts purchased for a total investment amount of $500,000.00. Brian Henning’s customer complaint was denied and, to date, the customer has not taken any further action.
Brian Henning Red Flags & Your Rights As An Investor
Of course, Brian Henning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Henning at Key Investment Services and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Brian Henning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Key Investment Services and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Key Investment Services Due To Brian Henning
If you have questions about Key Investment Services, LPL Financial, and/or Brian Henning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.