DID BRIAN NICHOLAS DEGRADO CAUSE YOU INVESTMENT LOSSES?
Brian Degrado Of Raymond James & Associates And Formerly With J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Brian Degrado of Raymond James & Associates?
Brian Degrado (CRD #4390686) who is currently registered with Raymond James & Associates and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Brian Degrado was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brian Degrado Customer Complaints
Brian Degrado has been the subject of 2 customer complaints that we know about. Both of Brian Degrado’s customers’ complaints were denied and, to date, the customers have not taken any further action.
Allegations Against Brian Degrado
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Client alleged poor recommendation/poor advice regarding managed account investment.
- Client alleged suitability regarding managed accounts investments.
Brian Degrado Red Flags & Your Rights As An Investor
Of course, Brian Degrado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Degrado at Raymond James & Associates and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Brian Degrado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates and J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James & Associates Due To Brian Degrado
If you have questions about Raymond James & Associates, J.P. Morgan Securities, and/or Brian Degrado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.