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Brenden Gilliam Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct

Who is Brenden Gilliam of Vanguard Marketing Corporation?

Brenden Gilliam (CRD #6064223) who is currently registered with Vanguard Marketing Corporation and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.

Brenden Gilliam Customer Complaint

Brenden Gilliam has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brenden Gilliam gave poor advice regarding transfer of funds from a brokerage account to money market investment. Brenden Gilliam’s customer complaint was denied and, to date, the customer has not taken any further action.

Brenden Gilliam Red Flags & Your Rights As An Investor

Of course, Brenden Gilliam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenden Gilliam at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Brenden Gilliam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Brenden Gilliam

If you have questions about Vanguard Marketing Corporation and/or Brenden Gilliam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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