DID BRANDON T. WHALEY CAUSE YOU INVESTMENT LOSSES?
Brandon Whaley Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Brandon Whaley of J.P. Morgan Securities LLC?
Brandon Whaley (CRD #6091906) who is currently registered with J.P. Morgan Securities LLC and located in Ocala, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Brandon Whaley was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brandon Whaley Customer Complaints
Brandon Whaley has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brandon Whaley’s 2 customer complaints weresettled in favor of investors.
Allegations Against Brandon Whaley
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Misrepresentation regarding managed accounts.
- Unsuitable and misrepresented the bond transactions.
Brandon Whaley Red Flags & Your Rights As An Investor
Of course, Brandon Whaley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Whaley at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brandon Whaley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Brandon Whaley
If you have questions about J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brandon Whaley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.