DID BRANDON JAMES GROCKI CAUSE YOU INVESTMENT LOSSES?
Brandon Grocki Of Hornor, Townsend & Kent And Formerly With Cetera Investment Services, Cetera Investment Advisers And WBI Investments Has A Customer Complaint For Alleged Broker Misconduct
Who is Brandon Grocki of Hornor, Townsend & Kent?
Brandon Grocki (CRD #6458365) who is currently registered with Hornor, Townsend & Kent and located in Tinton Falls, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Hornor, Townsend & Kent, Brandon Grocki was associated with Cetera Investment Services, Cetera Investment Advisers, WBI Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Brandon Grocki Customer Complaint
Brandon Grocki has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Brandon Grocki purchased an indexed universal life policy that was not in her best interest. Additionally, that she incurred a $7,000 tax bill because of selling mutual funds. The client requested that the premiums for the life insurance be refunded without penalty. Brandon Grocki’s customer complaint was settled in favor of the investors.
Brandon Grocki Red Flags & Your Rights As An Investor
Of course, Brandon Grocki did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Grocki at Hornor, Townsend & Kent, Cetera Investment Services, Cetera Investment Advisers, and WBI Investments on alert to review carefully the activity and performance of their accounts and question whether Brandon Grocki has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hornor, Townsend & Kent, Cetera Investment Services, Cetera Investment Advisers, and WBI Investments also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Hornor, Townsend & Kent Due To Brandon Grocki
If you have questions about Hornor, Townsend & Kent, Cetera Investment Services, Cetera Investment Advisers, WBI Investments, and/or Brandon Grocki and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.