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Bert Hor Of  Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Bert Hor of Ameriprise Financial Services, LLC?

Bert Hor (CRD #2809371) who is currently registered with Ameriprise Financial Services, LLC and located in Matawan, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.

Bert Hor Customer Complaints

Bert Hor has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Both of Bert Hor’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Bert Hor

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Misrepresentations related to REIT investments.
  • Unsuitable investment recommendation related to mutual fund investment.

Bert Hor Red Flags & Your Rights As An Investor

Of course, Bert Hor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bert Hor at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bert Hor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To Bert Hor

If you have questions about Ameriprise Financial Services, LLC and/or Bert Hor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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