DID BERNARD ALLEN SPIELMAN CAUSE YOU INVESTMENT LOSSES?
Bernard Spielman Of Stifel Nicolaus & Company Has A Customer Complaint For Alleged Broker Misconduct
Who is Bernard Spielman of Stifel Nicolaus & Company?
Bernard Spielman (CRD #1503741) who is currently registered with Stifel Nicolaus & Company and located in Sheridan, Wyoming is a subject of one of our many securities industry sales practice abuse investigations.
Bernard Spielman Customer Complaint
Bernard Spielman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Bernard Spielman did not provide the customer full disclosure regarding a variable annuity purchased by the customer. Bernard Spielman’s customer complaint was denied and, to date, the customer has not taken any further action.
Bernard Spielman Red Flags & Your Rights As An Investor
Of course, Bernard Spielman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Spielman at Stifel Nicolaus & Company on alert to review carefully the activity and performance of their accounts and question whether Bernard Spielman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel Nicolaus & Company also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Stifel Nicolaus & Company Due To Bernard Spielman
If you have questions about Stifel Nicolaus & Company, and/or Bernard Spielman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.