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Beliveau Bays Formerly With TCFG Wealth Management, LLC, LPL Financial LLC, And Woodbury Financial Services, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct

Who is Beliveau Bays formerly with TCFG Wealth Management, LLC?

Beliveau Bays (CRD #6034987) who was formerly registered with TCFG Wealth Management, LLC and located in Laguna Niguel, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to TCFG Wealth Management, LLC, Beliveau Bays was associated with LPL Financial LLC, Woodbury Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Beliveau Bays Customer Complaints

Beliveau Bays has been the subject of 4 customer complaints that we know about, 4 of those complaints were filed in the last year to recover investment losses. All 4 of Beliveau Bays’ customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Beliveau Bays

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Two customers alleged signature to an account application.
  • Multiple customers complained about unsuitable and misrepresented investment in non-traded REIT.

Beliveau Bays Red Flags & Your Rights As An Investor

Of course, Beliveau Bays did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Beliveau Bays at TCFG Wealth Management, LLC, LPL Financial LLC and Woodbury Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Beliveau Bays has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at TCFG Wealth Management, LLC, LPL Financial LLC and Woodbury Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At TCFG Wealth Management, LLC Due To Beliveau Bays

If you have questions about TCFG Wealth Management, LLC, LPL Financial LLC, Woodbury Financial Services, Inc. and/or Beliveau Bays and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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