DID BARRY MARC SOBEL CAUSE YOU INVESTMENT LOSSES?
Barry Sobel Of Raymond James & Associates, Inc. And Formerly With Deutsche Bank Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct
Who is Barry Sobel of Raymond James & Associates, Inc.?
Barry Sobel (CRD #2014407) who is currently registered with Raymond James & Associates, Inc. and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Raymond James & Associates, Inc., Barry Sobel was associated with Deutsche Bank Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Barry Sobel Customer Complaint
Barry Sobel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investments in a discretionary account, and breach of contract and financial advisors fiduciary duty. The customer complaint filed against Barry Sobel’s former employer Deutsche Bank Securities Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report.
Barry Sobel Red Flags & Your Rights As An Investor
Of course, Barry Sobel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Sobel at Raymond James & Associates, Inc. and Deutsche Bank Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Barry Sobel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James & Associates, Inc. and Deutsche Bank Securities Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Raymond James & Associates, Inc. Due To Barry Sobel
If you have questions about Raymond James & Associates, Inc., Deutsche Bank Securities Inc. and/or Barry Sobel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.