| Read Time: 2 minutes | Wells Fargo Advisors Complaints |


Artemio Mercado Of Wells Fargo Clearing Services, LLC And Formerly With J.P. Morgan Securities LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Artemio Mercado of Wells Fargo Clearing Services, LLC?

Artemio Mercado (CRD #2884434) who is currently registered with Wells Fargo Clearing Services, LLC and located in Hallandale, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wells Fargo Clearing Services, LLC, Artemio Mercado was associated with J.P. Morgan Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Artemio Mercado Customer Complaints

Artemio Mercado has been the subject of 2 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Both of Artemio Mercado’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Artemio Mercado

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Failure to advise customer about investment risks using this strategy involving margin and concentrated equity positions.
  • Mismanagement of managed account.

Artemio Mercado Red Flags & Your Rights As An Investor

Of course, Artemio Mercado did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Artemio Mercado at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Artemio Mercado has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Artemio Mercado

If you have questions about Wells Fargo Clearing Services, LLC, J.P. Morgan Securities LLC and/or Artemio Mercado and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars