DID ARCHIE LEE THOMPSON JR CAUSE YOU INVESTMENT LOSSES?
Archie Thompson Of Synovus Securities And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct
Who is Archie Thompson of Synovus Securities?
Archie Thompson (CRD #4425686) who is currently registered with Synovus Securities and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Synovus Securities, Archie Thompson was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Archie Thompson Customer Complaint
Archie Thompson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Archie Thompson did not follow instructions to execute an exchange of Puerto Rico Sales Tax Bonds. Complaint: Client alleged that the financial advisor did not follow client’s email instruction to exchange his bonds prior to exchange deadline. Archie Thompson’s customer complaint was denied and, to date, the customer has not taken any further action.
Archie Thompson Red Flags & Your Rights As An Investor
Of course, Archie Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Archie Thompson at Synovus Securities and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Archie Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Synovus Securities and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Synovus Securities Due To Archie Thompson
If you have questions about Synovus Securities, Wells Fargo Clearing Services, and/or Archie Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.