DID ANTHONY B. SHELBY CAUSE YOU INVESTMENT LOSSES?
Anthony Shelby Of Spartan Capital Securities And Formerly With National Securities, Laidlaw & Company (UK) And Legend Securities Has A Customer Complaint For Alleged Broker Misconduct
Who is Anthony Shelby of Spartan Capital Securities?
Anthony Shelby (CRD #6110694) who is currently registered with Spartan Capital Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Spartan Capital Securities, Anthony Shelby was associated with National Securities, Laidlaw & Company (UK), Legend Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Anthony Shelby Customer Complaint
Anthony Shelby has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitability, breach of fiduciary duty. The customer complaint filed against Anthony Shelby’s current employer Legend Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.
Anthony Shelby Red Flags & Your Rights As An Investor
Of course, Anthony Shelby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Shelby at Spartan Capital Securities, National Securities, Laidlaw & Company (UK), and Legend Securities on alert to review carefully the activity and performance of their accounts and question whether Anthony Shelby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Spartan Capital Securities, National Securities, Laidlaw & Company (UK), and Legend Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Spartan Capital Securities Due To Anthony Shelby
If you have questions about Spartan Capital Securities, National Securities, Laidlaw & Company (UK), Legend Securities, and/or Anthony Shelby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.