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Anthony Fazio Formerly With Cetera Advisors LLC Has One Customer Complaint For Alleged Broker Misconduct

Who is Anthony Fazio formerly with Cetera Advisors LLC?

Anthony Fazio (CRD #1043927) who was formerly registered with Cetera Advisors LLC and located in Excelsior, Minnesota is a subject of one of our many securities industry sales practice abuse investigations.

Anthony Fazio Customer Complaint

Anthony Fazio has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that two VA policies were misrepresented when sold to her and her mother. Anthony Fazio’s customer complaint was settled in favor of investors.

Anthony Fazio Red Flags & Your Rights As An Investor

Of course, Anthony Fazio did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Fazio at Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Fazio has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Advisors LLC Due To Anthony Fazio

If you have questions about Cetera Advisors LLC and/or Anthony Fazio and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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