DID ANNETTE ERIKA FINDLING CAUSE YOU INVESTMENT LOSSES?
Annette Findling Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct
Who is Annette Findling of LPL Financial LLC?
Annette Findling (CRD #2293189) who is currently registered with LPL Financial LLC and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations.
Annette Findling Customer Complaint
Annette Findling has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendations, that customer invest in business development companies and REIT. Annette Findling’s customer complaint was settled in favor of the investors.
Annette Findling Red Flags & Your Rights As An Investor
Of course, Annette Findling did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Annette Findling at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Annette Findling has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Annette Findling
If you have questions about LPL Financial LLC and/or Annette Findling and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.