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Angelo Vitale Of Alexander Capital, L.P. And Formerly With Aegis Capital Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Angelo Vitale of Alexander Capital, L.P.?

Angelo Vitale (CRD #2793984) who is currently registered with Alexander Capital, L.P. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Alexander Capital, L.P., Angelo Vitale was associated with Aegis Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Angelo Vitale Customer Complaints

Angelo Vitale has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Angelo Vitale’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Aegis Capital for investment losses caused by Angelo Vitale’s alleged misconduct.

Allegations Against Angelo Vitale

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • The client alleged two unauthorized trades by Angelo Vitale.
  • Claimant alleged Angelo Vitale’s unsuitability; breach of contract; breach of fiduciary duty.

Angelo Vitale Red Flags & Your Rights As An Investor

Of course, Angelo Vitale did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angelo Vitale at Alexander Capital and Aegis Capital on alert to review carefully the activity and performance of their accounts and question whether Angelo Vitale has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital and Aegis Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Angelo Vitale

If you have questions about Alexander Capital, L.P., Aegis Capital, and/or Angelo Vitale and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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