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Andrew Quinn Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Andrew Quinn of LPL Financial LLC?

Andrew Quinn (CRD #2031281) who is currently registered with LPL Financial LLC and located in Somerset, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.

Andrew Quinn Customer Complaints

Andrew Quinn has been the subject of 2 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. One of Andrew Quinn’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against LPL Financial LLC for investment losses caused by Andrew Quinn’s alleged misconduct.

Allegations Against Andrew Quinn

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Claimant alleged that when the equity markets became volatile in March 2020, she contacted Andrew Quinn for advice on her mutual fund. Mr. Quinn provided her with options, and she instructed him to make her account “safe”. She complained that she missed out on market returns, which took place after the market began recovering.  LPL and Mr. Quinn denied any wrongdoing and alleged claimant was provided with reasonable options for her ultimate decision, and that she directed the activity in her account.
  • Client alleged Andrew Quinn’s fees were not disclosed and transaction was unsuitable.

Andrew Quinn Red Flags & Your Rights As An Investor

Of course, Andrew Quinn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Quinn at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Quinn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Quinn

If you have questions about LPL Financial LLC and/or Andrew Quinn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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