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Andrew Nguyen Of Cetera Investment Services LLC And Formerly With Cetera Advisors LLC Has A Customer Complaint For Alleged Broker Misconduct

Who is Andrew Nguyen of Cetera Investment Services LLC?

Andrew Nguyen (CRD #4126281) who is currently registered with Cetera Investment Services LLC and located in San Jose, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cetera Investment Services LLC, Andrew Nguyen was associated with Cetera Advisors LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Andrew Nguyen Customer Complaint

Andrew Nguyen has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Nguyen failed to inform customer of all the features of her variable annuity contract.Andrew Nguyen’s customer complaint was denied and, to date, the customer has not taken any further action.

Andrew Nguyen Red Flags & Your Rights As An Investor

Of course, Andrew Nguyen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Nguyen at Cetera Investment Services and Cetera Advisors on alert to review carefully the activity and performance of their accounts and question whether Andrew Nguyen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services and Cetera Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Cetera Investment Services Due To Andrew Nguyen

If you have questions about Cetera Investment Services LLC, Cetera Advisors LLC and/or Andrew Nguyen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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