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Andrew William Miles with Green Vista Capital, LLC Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years

Who is Andrew W. Miles with Green Vista Capital, LLC?

Andrew Miles (CRD #5986774) who is currently registered with Green Vista Capital, LLC and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Green Vista Capital, LLC, Andrew Miles was associated with The Strategic Financial Alliance, Inc., a brokerage firm with a history of customer complaints.

Strategic Financial Alliance Broker Misconduct

In his career, Andrew Mileshas been the subject of 3 customer complaints that we know about, all of those complaints were filed in the last two years to recover investment losses. One of Andrew Miles’ 3 customer complaints was settled in favor of investors. There are currently 2 pending customer complaints filed against Andrew Miles’ current employer Green Vista Capital, LLC for investment losses caused by his alleged misconduct.

Allegations Against Andrew Miles

A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:

  • The clients alleged that Andrew Miles as well as to entities owned by him, Pathfinder Business Strategies and Tax Savings Professionals reach an agreement whereby they would provide tax planning and wealth preservation tax advice.  The allegations were that Andrew Miles and others directed the investors to purchase a clean coal entity tax credit without properly venting the issuer.  Further, it was alleged that Andrew Miles and others failed to provide the expert tax and/or investment strategy advice concerning tax deductions, credits and procedures promised.  The clients alleged that Andrew Miles and others made false statements about the level of expertise, the type of services and venting processes.
  • The customer alleged that Andrew Miles and his companies recommended and sold him clean coal tax credits that were fraudulent because the tax credits had already been processed by the IRS.

Andrew Miles Red Flags & Your Rights as An Investor

Of course, Andrew Miles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Miles at Green Vista Capital, LLC and The Strategic Financial Alliance, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Miles has engaged in any stockbroker misconduct that may have caused them investment losses.

A large number of customer complaints about Andrew Miles at The Strategic Financial Alliance, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim to Recover Your Investment Losses At Green Vista Capital, LLC And The Strategic Financial Alliance

If you have questions about Green Vista Capital, LLC, The Strategic Financial Alliance, Inc. and/or Andrew Miles and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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