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Andrew Lee Of Wedbush Securities Inc. And Formerly With Merrill Lynch Pierce Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct

Who is Andrew Lee of Wedbush Securities Inc.?

Andrew Lee (CRD #2257654) who is currently registered with Wedbush Securities Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wedbush Securities Inc., Andrew Lee was associated with Merrill Lynch Pierce Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Andrew Lee Customer Complaint

Andrew Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Lee made unsuitable investment recommendations. Andrew Lee’s customer complaint was settled in favor of the investors.

Andrew Lee Red Flags & Your Rights As An Investor

Of course, Andrew Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lee at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andrew Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Andrew Lee

If you have questions about Wedbush Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated and/or Andrew Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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