DID ANDREW C. HARRIS CAUSE YOU INVESTMENT LOSSES?
Andrew C. Harris Formally with Commonwealth Financial Network Has A Customer Complaints for Alleged Broker Misconduct in the Past 6 Months
Who is Andrew C. Harris formerly with Commonwealth Financial Network?
Andrew Harris (CRD #3242291) who was formerly registered with Commonwealth Financial Network and located in Williamsport, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Commonwealth Financial Network, Andrew Harris was associated with Voya Financial Advisors, Inc. and 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Commonwealth Financial Network Broker Misconduct
In his career, Andrew Harris has only been the subject of one customer complaint that we know about which was filed against his former employer Voya Financial Advisors, Inc. in July last year to recover investment losses. His former employer denied the claim and today, that customer has not yet filed this arbitration claim.
Allegations Against Andrew Harris
The allegations made in the FINRA reported complaint was for investment losses related to a business development Company and closed-end fund products which were allegedly unsuitable in light of his investment goals and financial condition. The customer also alleged that he was given misleading information relating to the investments.
Andrew Harris Red Flags & Your Rights as An Investor
Of course, Andrew Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Harris at Commonwealth Financial Network and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andrew Harris has engaged in any stockbroker misconduct that may have caused them investment losses.
File A Claim to Recover Your Investment Losses At Commonwealth Financial Network
If you have questions about Commonwealth Financial Network, Voya Financial Advisors, Inc. and/or Andrew Harris and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.