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Ali Garba Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Ali Garba of Morgan Stanley?

Ali Garba (CRD #3061059) who is currently registered with Morgan Stanley and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations.

Ali Garba Customer Complaints

Ali Garba has been the subject of 2 customer complaints that we know about.  Both of Ali Garba’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Ali Garba

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Client alleged Ali Garba made unsuitable investment recommendations.
  • Mrs. Reiherzer filed complaint with former employer Metlife alleging that she was allegedly badgered by Ali Garba into purchasing a variable life insurance policy which was not suitable.

Ali Garba Red Flags & Your Rights As An Investor

Of course, Ali Garba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ali Garba at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ali Garba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Ali Garba

If you have questions about Morgan Stanley and/or Ali Garba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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