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Alan Silverman Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct

Who is Alan Silverman of MML Investors Services, LLC?

Alan Silverman (CRD #1951973) who is currently registered with MML Investors Services, LLC and located in Wakefield, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Alan Silverman was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Alan Silverman Customer Complaints

Alan Silverman has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Alan Silverman’s customer complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Alan Silverman

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Customer alleged that financial advisor made misrepresentations and recommendations that were unsuitable with regard to a variable annuity transaction.
  • Customer alleged misrepresentations in connection with variable annuity transactions.
  • Another customer alleged that Alan Silverman misrepresented variable annuity purchased through MetLife Securities.

Alan Silverman Red Flags & Your Rights As An Investor

Of course, Alan Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Silverman at MML Investors Services, LLC and MSI Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alan Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alan Silverman

If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Alan Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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