| Read Time: 2 minutes | Securities America Complaints |

DID ADAM SMITH CAUSE YOU INVESTMENT LOSSES?

Adam Smith Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct

Who is Adam Smith formerly with Securities America, Inc.?

Adam Smith (CRD #4123078) who was formerly registered with Securities America, Inc. and located in Bradenton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Inc., Adam Smith was associated with Investacorp, Inc., IFS Securities, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.

Adam Smith Customer Complaint

Adam Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Adam Smith recommended and implemented an unsuitable investment strategy involving municipal bonds, direct investments, mutual funds and exchange traded funds.  The customer complaint filed against Adam Smith’s former employer IFS Securities for investment losses caused by the alleged misconduct is pending as of the date of this report.

Adam Smith Red Flags & Your Rights As An Investor

Of course, Adam Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Smith at Securities America, Inc., Investacorp, Inc., and IFS Securities on alert to review carefully the activity and performance of their accounts and question whether Adam Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Inc., Investacorp, Inc., and IFS Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Securities America, Inc. Due To Adam Smith

If you have questions about Securities America, Inc., Investacorp, Inc., IFS Securities,and/or Adam Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $160 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...