DID ADAM A. MONTGOMERY CAUSE YOU INVESTMENT LOSSES?
Adam Montgomery Of Vanguard Marketing Corporation Has A Customer Complaint For Alleged Broker Misconduct
Who is Adam Montgomery Of Vanguard Marketing Corporation?
Adam Montgomery (CRD #4878967) who is currently registered with Vanguard Marketing Corporation and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations.
Adam Montgomery Customer Complaint
Adam Montgomery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that his Vanguard financial advisor failed to make suitable investments in light of his need to build a house and preserve cash for that purpose. Adam Montgomery’s customer complaint was settled in favor of the investors.
Adam Montgomery Red Flags & Your Rights As An Investor
Of course, Adam Montgomery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Montgomery at Vanguard Marketing Corporation on alert to review carefully the activity and performance of their accounts and question whether Adam Montgomery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Vanguard Marketing Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Vanguard Marketing Corporation Due To Adam Montgomery
If you have questions about Vanguard Marketing Corporation and/or Adam Montgomery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.