Hypoluxo Florida Stockbroker Fraud Attorney
Hypoluxo Florida has a number of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in one or more kinds of stockbroker fraud. They could make misrepresentations about investing in securities (stocks, bonds, options, mutual funds, REITs, Junk Bonds, Hedge Funds, Structured Products, etc.) they are selling. Unsuitable recommendations of the strategies they recommend (margin, short selling, option) is another kind of stockbroker fraud. They can engage in many other kinds of stockbroker fraud and stockbroker misconduct which violates Federal and Florida securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
For example, Wayne Santini of Hypoluxo Florida was charged by the Securities and Exchange Commission (SEC) for being a part of a fraudulent investment scheme. The alleged scheme involved the companies Nutrition Superstores Inc. (NSS) and Advanced Wound Care Inc. (AWC) who, according to the SEC, used unqualified/unauthorized persons as investment advisors in a boiler room that titled everyone as vice president of NSS or AWC. Mr. Santini was CEO of the company AWC, which is under investigation for unlicensed agents in a boiler room investment fraud. Over a three-year period, the defendants raised $10.5 million from over 770 investors nationwide. Mr. Santini and the defendants allegedly lied by guaranteeing returns, omitted important aspects of their investment and failed to disclose their conflict of interest in connection with their commissions of up to 25%. In agreement with the SEC, Mr. Santini was ordered to pay disgorgement of $79,636 and was permanently barred from serving as officer or director in a public company.Experienced Stockbroker Fraud Lawyers Who Handle FINRA Arbitrations Throughout Hypoluxo Florida and Nationwide
Are you a Hypoluxo Florida investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Hypoluxo Florida stockbroker or investment advisor, misrepresent facts about the securities, investments or strategies they were recommending or otherwise mismanage your investment account? If so, you need representation by an experienced, highly-rated and nationally recognized FINRA arbitration lawyer — an attorney who knows FINRA rules and procedures and how to handle these FINRA arbitration cases as well as other complex legal issues.
By hiring a top rated stockbroker fraud attorney like Robert Wayne Pearce with over 40 years of experience on both sides of the table in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and is one of the best securities attorneys to recover your investment losses for all types of stockbroker fraud and stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors with securities misrepresentation claims and many other kinds of securities law and investment disputes in FINRA arbitration and mediation proceedings. We handle a wide range of practice areas besides securities misrepresentation and stockbroker fraud claims such as stockbroker breach of fiduciary duty, stockbroker negligence, failure to supervise stockbrokers, and unsuitable recommendations by stockbrokers. Attorney Pearce and his staff represent investors throughout Hypoluxo Florida, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing - NO FEES-NO COSTS - unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced lawyers who successfully handle securities misrepresentation, stockbroker fraud, stockbroker misconduct and other investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in FINRA arbitrations serving Hypoluxo Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.