Failure to Supervise
Brokerage firms have the responsibility to supervise the actions of their employees. When they fail to do so, it can have a significant negative impact on the investors. When brokers and advisors act in a way that is detrimental to investors, the broker, as well as his or her employer, can be held liable for any losses the investor suffers as a result.
These cases can be quite complex, and the brokerage firms will go to great lengths to avoid responsibility for your losses. Be sure that you have an experienced brokerage failure to supervise lawyer with the commitment and the skill to take on any brokerage firm, no matter how large or powerful. The Law Offices of Robert Wayne Pearce, P.A., has successfully represented clients in all types of negligence and failure to supervise claims.
Representing clients throughout Florida and nationwide. Please contact our South Florida law office online, or call 561-338-0037 to schedule your free consultation.
Supervision within a brokerage firm can take many different forms, and management's failure on any front can create grounds for a claim. Among other areas, management should have processes in place for the regular review of investor accounts, quality checks to see that the right products are being recommended to the right investors, audits to ensure that brokers are only selling products approved by the firm and other considerations.
The firm conducts a complete investigation in every case to determine the actions by your broker or advisor, which caused you to lose money and how the firm's failure to supervise allowed it to happen. Attorney Pearce aggressively seeks full recovery of your financial losses and works to ensure that all negligent parties are held accountable in West Palm Beach and nationwide.Free Initial Consultation With Attorneys Who Can Handle Your Failure to Supervise Problems
Robert Wayne Pearce, P.A. understands that when a brokerage firm fails to supervise its agents and representatives, your investments can suffer the consequences. Attorney Pearce is dedicated to securing the best possible result for your case, holding brokerage firms accountable for their failure to supervise broker misconduct. Mr. Pearce provides a complete review of your case and explains all of your legal options, giving you peace of mind in making smart decisions about your case.
For representation by a law firm with the experience, knowledge and resources to handle the most complex of securities, commodities and investment disputes, contact us by phone at 561-338-0037, toll free at 800-732-2889, or via e-mail. We can also arrange to meet with you at offices in Boca Raton, Fort Lauderdale, Miami and West Palm Beach, Florida and elsewhere if we believe you have a viable claim.