| Read Time: 2 minutes | UBS Financial Services Complaints |

DID WHITTAKER MACK CAUSE YOU INVESTMENT LOSSES?

Whittaker Mack Of J.P. Morgan Securities Has 2 Customer Complaints For Alleged Broker Misconduct

Who is Whittaker Mack of J.P. Morgan Securities?

Whittaker Mack (CRD #5426351) who is currently registered with J.P. Morgan Securities and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.

Whittaker Mack Customer Complaints

Whittaker Mack has been the subject of 2 customer complaints that we know about. Both of Whittaker Mack’s customers’ complaints were denied and, to date, the customers have not taken any further action.

Allegations Against Whittaker Mack

A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:

  • Allegations include misrepresentation by Whittaker Mack.
  • Client alleged Whittaker Mack’s poor recommendation/poor advice regarding variable annuities investment. Firm received subsequent correspondence, client alleged Whittaker Mack’s unsuitable investment recommendations regarding variable annuity.

Whittaker Mack Red Flags & Your Rights As An Investor

Of course, Whittaker Mack did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Whittaker Mack at J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Whittaker Mack has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Whittaker Mack

If you have questions about J.P. Morgan Securities and/or Whittaker Mack and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

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