DID SCOTT EDMUND FERGUSON CAUSE YOU INVESTMENT LOSSES?
Scott Ferguson Of Cambridge Investment Research, Cambridge Investment Research Advisors And Formerly With FSC Securities Has 2 Customer Complaints For Alleged Broker Misconduct
Who is Scott Ferguson of Cambridge Investment Research?
Scott Ferguson (CRD #4668142) who is currently registered with Cambridge Investment Research, Cambridge Investment Research Advisors and located in Brunswick, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cambridge Investment Research, Cambridge Investment Research Advisors, Scott Ferguson was associated with FSC Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Scott Ferguson Customer Complaints
Scott Ferguson has been the subject of 2 customer complaints that we know about. One of Scott Ferguson’s 2 customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against FSC Securities for investment losses caused by Scott Ferguson’s alleged misconduct.
Allegations Against Scott Ferguson
A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:
- Customer alleged Scott Ferguson’s misrepresentation in the purchase of non-traded Business Development Company.
- Claimants alleged that Scott Ferguson recommended an alternative investment that was unsuitable.
Scott Ferguson Red Flags & Your Rights As An Investor
Of course, Scott Ferguson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Ferguson at Cambridge Investment Research, Cambridge Investment Research Advisors, and FSC Securities on alert to review carefully the activity and performance of their accounts and question whether Scott Ferguson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Cambridge Investment Research Advisors, and FSC Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim To Recover Your Investment Losses At Cambridge Investment Research Due To Scott Ferguson
If you have questions about Cambridge Investment Research, Cambridge Investment Research Advisors, FSC Securities, and/or Scott Ferguson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.
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