| Read Time: 2 minutes |

DID LES R. CAMPBELL CAUSE YOU INVESTMENT LOSSES?

Les Campbell Of Herbert J. Sims & Co And Herbert J. Sims Capital Management Has A Customer Complaint For Alleged Broker Misconduct

Who is Les Campbell of Herbert J. Sims & Co?

Les Campbell (CRD #2993468) who is currently registered with Herbert J. Sims & Co, Herbert J. Sims Capital Management and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations.

Les Campbell Customer Complaint

Les Campbell has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the client called the broker and alleged that firm should not have underwritten an investment that is underperforming. The customer complaint was settled in favor of the investors.

Les Campbell Red Flags & Your Rights As An Investor

Of course, Les Campbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Les Campbell at Herbert J. Sims & Co and Herbert J. Sims Capital Management on alert to review carefully the activity and performance of their accounts and question whether Les Campbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Herbert J. Sims & Co and Herbert J. Sims Capital Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.

File A Claim To Recover Your Investment Losses At Herbert J. Sims & Co Due To Les Campbell

If you have questions about Herbert J. Sims & Co, Herbert J. Sims Capital Management, and/or Les Campbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Author Photo

Robert Wayne Pearce

Robert Wayne Pearce of The Law Offices of Robert Wayne Pearce, P.A. has been a trial attorney for more than 40 years and has helped recover over $170 million dollars for his clients. During that time, he developed a well-respected and highly accomplished legal career representing investors and brokers in disputes with one another and the government and industry regulators. To speak with Attorney Pearce, call (800) 732-2889 or Contact Us online for a FREE INITIAL CONSULTATION with Attorney Pearce about your case.

Rate this Post

1 Star2 Stars3 Stars4 Stars5 Stars
Loading...