Coral Gables Florida Stockbroker Fraud Attorney
Coral Gables Florida has hundreds of stock brokerage firms and investment advisory offices. With so many stock brokerage firms and investment advisory offices, comes the potential for their stockbrokers, financial advisors, and other representatives to engage in one or more kinds of stockbroker fraud. They could make misrepresentations about investing in securities (stocks, bonds, options, mutual funds, REITs, Junk Bonds, Hedge Funds, Structured Products, etc.) they are selling. Unsuitable recommendations of the strategies they recommend (margin, short selling, option) is another kind of stockbroker fraud. They can engage in many other kinds of stockbroker fraud and stockbroker misconduct which violates Federal and Florida securities laws and Financial Industry Regulatory Authority (FINRA) rules and stock brokerage firms policies and procedures.
For example, Guillermo Rosario of Coral Gables Florida was charged by the U.S. Commodity Futures Trading Commission (CFTC) for defrauding investors in a foreign currency scheme. Mr. Rosario was part owner of FX Professional International Solutions Inc. (FXP) and solicited at least $535,000 from four investors to trade forex contracts through FXP. Mr. Rosario falsely represented FXP trading profits, as well as made false monthly account statements showing profits for their investors. Mr. Rosario and the defendants were ordered to jointly and severally pay a civil monetary penalty of $4,080,000 and be permanently banned from trading on markets subject to the CFTC’s jurisdiction or registering with the CFTC.Experienced Stockbroker Fraud Lawyers Who Handle FINRA Arbitrations Throughout Coral Gables Florida and Nationwide
Are you a Coral Gables Florida investor who has suffered significant losses in your stock brokerage and investment accounts? Did your Coral Gables Florida stockbroker or investment advisor, misrepresent facts about the securities, investments or strategies they were recommending or otherwise mismanage your investment account? If so, you need representation by an experienced, highly-rated and nationally recognized FINRA arbitration lawyer — an attorney who knows FINRA rules and procedures and how to handle these FINRA arbitration cases as well as other complex legal issues.
By hiring a top rated stockbroker fraud attorney like Robert Wayne Pearce with over 40 years of experience on both sides of the table in FINRA arbitration proceedings, you will clearly see that Attorney Pearce doesn’t just handle cases—he aggressively represents investors and is one of the best securities attorneys to recover your investment losses for all types of stockbroker fraud and stockbroker misconduct in FINRA arbitration proceedings!
At The Law Offices of Robert Wayne Pearce, P.A., we represent investors with securities misrepresentation claims and many other kinds of securities law and investment disputes in FINRA arbitration and mediation proceedings. We handle a wide range of practice areas besides securities misrepresentation and stockbroker fraud claims such as stockbroker breach of fiduciary duty, stockbroker negligence, failure to supervise stockbrokers, and unsuitable recommendations by stockbrokers. Attorney Pearce and his staff represent investors throughout Coral Gables Florida, and across the United States on a CONTINGENCY FEE basis, which means you pay nothing - NO FEES-NO COSTS - unless we put money in your pocket after receiving a settlement or FINRA arbitration award.
The Law Offices of Robert Wayne Pearce, P.A. are highly experienced lawyers who successfully handle securities misrepresentation, stockbroker fraud, stockbroker misconduct and other investment disputes in FINRA arbitration proceedings, and who work tirelessly to secure the best possible result for you and your case. For dedicated representation by an attorney with over 40 years of experience and success in all kinds of securities law and investment disputes in FINRA arbitrations serving Coral Gables Florida citizens, contact the firm by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.