DID CHRISTOPHER R. BICE CAUSE YOU INVESTMENT LOSSES?
Christopher R. Bice with Sagepoint Financial, Inc. Has 3 Customer Complaints for Alleged Broker Misconduct in the Past 3 Years
Who is Christopher R. Bice with Sagepoint Financial, Inc.?
Christopher Bice (CRD #3222439) who is currently registered with Sagepoint Financial, Inc. and located in Greensboro, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to Sagepoint Financial, Inc., Christopher Bice was associated with 6 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.
Sagepoint Financial, Inc. Broker Misconduct
In his career, Christopher Bice has been the subject of 4 customer complaints that we know about, 3 of those complaints were filed in the last 3 years to recover investment losses. One of Christopher Bice’s customer complaints was denied by his current employer, and to date, no action has been taken by the customer.
There are currently 3 pending customer complaints filed against Christopher Bice’s current employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct.
Allegations Against Christopher Bice
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Claimants allege that the financial advisor recommended the purchase of real estate private placements that were unsuitable investment recommendations.
- The customer alleged that Christopher Bice made unsuitable investment recommendations are variable annuities, over-concentrated his accounts, and made misrepresentations.
- The claimant alleged unsuitable investment recommendations of annuities and real estate investments.
Christopher Bice Red Flags & Your Rights as An Investor
Of course, Christopher Bice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Biceat Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Bicehas engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at Sagepoint Financial, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Sagepoint Financial, Inc.
If you have questions about Sagepoint Financial, Inc. and/or Christopher Biceand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.