DID ALEXIS ANN INTILI CAUSE YOU INVESTMENT LOSSES?
Alexis Ann Intili with Allstate Financial Services, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past Year
Who is Alexis A. Intili with Allstate Financial Services, LLC?
Alexis Intili (CRD #2925224) who is currently registered with Allstate Financial Services, LLC and located in Staten Island, New York is a subject of one of our many securities industry sales practice abuse investigations.
Prior to Allstate Financial Services, LLC, Alexis Intiliwas associated with M&T Securities, Inc. and 12 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexis Intili’s former employer, M&T Securities, Inc., terminated him for bypassing the firm’s suitability review of investment recommendations.
Allstate Financial Services, LLC Broker Misconduct
In her career, Alexis Intili has been the subject of 5 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. Three of Alexis Intili’s customer complaints were settled in favor of investors and the other 2 complaints were denied by his former employer.
Allegations Against Alexis Intili
A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows:
- Customers allege they were misled about the rate of return and risks associated with an annuity Alexis Intili recommended.
- The client alleges misrepresentation and unsuitable investment recommendations of corporate bond investments.
- The customer alleged that the financial advisor invested funds in a variable annuity without her knowledge.
- The client alleged that Alexis Intili misrepresented a 529 plan and that the recommendation was unsuitable and in light of his investment objectives and financial condition.
Alexis Intili Red Flags & Your Rights as An Investor
Of course, Alexis Intili did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Alexis Intiliat Allstate Financial Services, LLC and M&T Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alexis Intilihas engaged in any stockbroker misconduct that may have caused them investment losses.
The large number of customer complaints at Allstate Financial Services, LLC and M&T Securities, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor.
File A Claim to Recover Your Investment Losses At Allstate Financial Services, LLC
If you have questions about Allstate Financial Services, LLC, M&T Securities, Inc., and/or Alexis Intiliand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.