- 1_Kazma v. Citigroup Global Markets, Inc..pdf
- 1_SEC V. Stephen J. WILSON, Defendant. Civil Action No. 04-cv-1331 (JCH).pdf
- 1_Soofi v. American Express Financial Advisors, Inc., et al..pdf
- 10_First Union Brokerage v. Milos, 717 F.Supp. 1519, Blue Sky L. Rep.P. 73,207, Fed.Sec.L.Rep. P 94,819.pdf
- 11_Great American Mortg. Corp. v. TMA Government Securities, Ltd., 1988 WL 26375.pdf
- 12_In re Mullin, 91 B.R. 175.pdf
- 13_American Television and Communications Corp. v. American Communications and Television, Inc., 810 F.2d 1546, 86 A.L.R. Fed. 479, 1 U.S.P.Q. 2d 2084.pdf
- 14_Tashea v. Bache, Halsey, Stuart, Shields, Inc., 802 F.2d 1337, 55 USLW 2264, Fed.Sec.L.Rep. P 92, 974, RICO Bus.Disp.Guide 6421.pdf
- 2_Friedman v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
- 2_SEC V. Richard A. KWAK and Stephen J. Wilson, Defendants. Civil Action.pdf
- 2_Toback v. American Express Financial Advisors, Inc., et al..pdf
- 3_Collegio v. Morgan Stanley DW, Inc.
- 3_Sayer v. GKN Securities Corp., et al..pdf
- 3_SEC V. Richard A. KWAK, Sheldon A. Strauss, and Stephen J. Wilson, Defendants.pdf
- 4_SEC, Plaintiff, v. COMPETITIVE TECHNOLOGIES, INC., et al., Defendants.pdf
- 4_Stafford v. Janney Montgomery Scott LLC, et al.
- 4_Tonge v. All-Tech Investment Group, Inc., et al..pdf
- 5_Fisk v. Lehwald, Orosey & Pepe, Inc., et al..pdf
- 5_Nickin v. Ryan, Beck & Co., et al.
- 5_SEC, Plaintiff, v. COMPETITIVE TECHNOLOGIES, INC., et al., Defendants.pdf
- 6_Allen v. TIC Participations Trust, 722 So.2d 260, 24 Fla. L. Weekly D1.pdf
- 7_The Florida Bar re Advisory Opinion on Nonlawyer Representation in Securities Arbitration, 696 So.2d 1178, 22 Fla.L. Weekly S388.pdf
- 8_First Union Discount Brokerage Services, Inc. v. Milos, 997 F.2d 835, 62 USLW 2132, Fed.Sec.L.Rep. P 97, 703.pdf
- 9_S.E.C. v. Sunco Resource and Energy, Ltd., Inc., 1990 WL 128232, Fed.Sec.L.Rep. P 95,398.pdf
- Attorney Profiles
- Contáctenos
- Contact Us
- Decisions and Awards
- Disclaimer
-
Espanol
- ABOGADO
-
Areas de Practica
- Comercio Excesivo (Churning)
- Falta de Diversificación
- Falta de Supervisión
- Fondos de Protección/Productos Estructurados
- Fraude y Representación Inadecuada
- Inversiones Inadecuadas
- Manejo Inadecuado de Fideicomiso y Cuentas de Inversión
- Negligencia e Incumplimiento del Deber Fiduciario
- Otras Conductas Inadecuadas de Corredores y Consejeros
- Venta sin Aprobación (Selling Away)
- Representación al Inversionista en Toda la Nación
- VISIÓN GENERAL DE LA COMPAÑÍA
- Firm Overview
- Home
- Investor Representation
-
News and Articles
- Brokers May Reap Big Rewards
- Citigroup's Mismanagement of MAT/ASTA Funds Produces "Grand Slam" Award for Investors
- Citigroup Affiliates Found Liable For Mismanaging the MAT/ASTA Municipal Arbitrage Funds
- Insider Trading
- Investing in Bond Markets
- Investing in Equity-Indexed Annuities
- Investing in Forex Market
- Investing in Mutual Funds
- Investing in Options Market
- Investing in Reverse Convertibles
- Investing in Stock Market
- Investing in Structured Products
- Investing on Margin
- It's Not Too Late for Investors to Obtain Recovery of MAT/ASTA Municipal Arbitrage Losses
- Kazma_FINRA
- Kazma Citigroup Arbitration Award
- Kazma MAT/ASTA Award is Subject of a Front Page Wall Street Journal Story
- Madoff: The Trojan Horse and The Lion
- MAT/ASTA Investor Report
- MAT/ASTA Municipal Arbitrage Funds - Citi's Latest Product Problem
- Merrill-Lynch-to-Pay-Couple-1M-Miami-Herald
- Merrill-Ordered-to-Pay-2-Client-Over-Analyst-Conflicts-on-Stocks
- Page Perry, LLC and Robert Wayne Pearce, PA Dissolve Joint Venture
- Questions Raised About SEC’s Delayed Prosecution of Citigroup For MAT/ASTA Fraud
- Stock Broker Misconduct
- There Is No Such Thing As A Free Lunch
- Practice Areas
- Resources




