The Law Offices of Robert Wayne Pearce, P.A.
Over 25 Years of Experience with Broker / Investor Disputes
1-800-732-2889
(561) 338-0037
Boca Raton - West Palm Beach - Fort Lauderdale
Florida Investment Adviser Lawyer
Florida Stockbroker Defense Attorney
Located in Boca Raton, Florida, the securities litigation attorneys at The Law Offices of Robert Wayne Pearce, P.A., represent brokers, dealers, and other investment professionals nationally and throughout South Florida.
With over 25 years of experience, we offer aggressive representation in disputes and government investigations involving investment professionals, including the following:
- Investigations and Enforcement Proceedings. The Law Offices of Robert Wayne Pearce, P.A. represents brokers, dealers, and other investment professionals in connection with SEC investigations and enforcement proceedings, NASD investigation and enforcement proceedings, NYSE investigation and enforcement proceedings, CFTC investigation and enforcement proceedings, NFA investigations and enforcement proceedings, and Florida OFR investigations and enforcement proceedings.
- Employment Contract Disputes and Litigation. he firm represents clients in matters involving termination agreements that contain non-compete clauses (covenants not to compete) and non-solicitation clauses, trade secrets and proprietary information (e.g., customer lists and customer databases), forgivable loans, promissory notes, and up-front bonuses.
- Form U-5 Abuse Litigation. Our attorneys represent clients in situations where an employer threatens to misrepresent an employee upon filling out a Form U-5 after an employment relationship is terminated, or blackmails an employee into paying back salary, bonuses, or other monies.
- SEC Investigations. The firm represents brokers, dealers, and other investment professionals in matters related to 16B violations for short swing profits or 10b-5 violations for insider trading.
- Employment Discrimination. The firm represents investment professionals in race discrimination, age discrimination, sex discrimination, sexual harassment, and wrongful termination or retaliatory discharge cases.
- Registration Problems. The Law Offices of Robert Wayne Pearce, P.A. represents clients in matters related to delays in registration or refusal to register from various state and federal agencies such as the SEC, NYSE, NASD, NFA, CFTC, and Florida OFR.
- Contract Disputes. Our attorneys represent clients in legal matters that involve disputes between brokers and agents, employment contracts, wrongful termination, and termination agreements.
If you have questions regarding a government investigation, broker-dealer enforcement proceeding, employment contract, or other legal issues, or if you would like to discuss your legal matter with an experienced securities lawyer, please schedule a confidential consultation today by calling us at (561) 338-0037 or toll free at 1-800-732-2889, or filling out our intake form.
We Offer Flexible Fee Structures to Meet Your Needs
The Law Offices of Robert Wayne Pearce, P.A.
Attorneys at Law
Toll-Free: 1-800-732-2889
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