The securities litigation attorneys at The Law Offices of Robert Wayne Pearce, P.A., represent brokers, dealers, and other investment professionals nationally. With over 30 years of experience, Mr. Pearce offers aggressive representation in disputes and government investigations involving investment professionals, including the following:
- Investigations and Enforcement Proceedings. The Law Offices of Robert Wayne Pearce, P.A. represents brokers, dealers, and other investment professionals in connection with SEC investigations and enforcement proceedings, CFTC investigation and enforcement proceedings, FINRA investigation and enforcement proceedings, NFA investigations and enforcement proceedings, and Florida OFR investigations and enforcement proceedings.
- Employment Contract Disputes and Litigation. he firm represents clients in matters involving termination agreements that contain non-compete clauses (covenants not to compete) and non-solicitation clauses, trade secrets and proprietary information (e.g., customer lists and customer databases), forgivable loans, promissory notes, and up-front bonuses.
- Form U-5 Abuse Litigation. Our attorneys represent clients in situations where an employer threatens to misrepresent an employee upon filling out a Form U-5 after an employment relationship is terminated, or blackmails an employee into paying back salary, bonuses, or other monies.
- Employment Discrimination. The firm represents investment professionals in race discrimination, age discrimination, sex discrimination, sexual harassment, and wrongful termination or retaliatory discharge cases.
- Registration Problems. The Law Offices of Robert Wayne Pearce, P.A. represents clients in matters related to delays in registration or refusal to register from various state and federal agencies such as the SEC, FINRA, CFTC, NFA, and Florida OFR.
- Contract Disputes. Our attorneys represent clients in legal matters that involve disputes between brokers and agents, employment contracts, wrongful termination, and termination agreements.
Schedule Your Initial Consultation With a Securities and Commodities Law Attorney
Contact The Law Offices of Robert Wayne Pearce, P.A., to discuss your need for representation. The firm can be reached by phone at 561-338-0037, toll free at 800-732-2889 or via e-mail.
